Filing Details

Accession Number:
0001209191-17-020508
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-03-14 16:20:23
Reporting Period:
2017-03-10
Filing Date:
2017-03-14
Accepted Time:
2017-03-14 16:20:23
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1558629 Pimco Dynamic Credit & Mortgage Income Fund PCI () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1416185 Emmanuel Roman C/O Pimco
650 Newport Center Drive
Newport Beach CA 92660
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-03-10 33,900 $20.54 33,900 No 4 P Direct
Common Stock Acquisiton 2017-03-13 61,100 $20.53 95,000 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were purchases in multiple transactions at prices ranging from $20.51 to $20.57, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
  2. The price reported in Column 4 is a weighted average price. These shares were purchases in multiple transactions at prices ranging from $20.48 to $20.56, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.