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Filing Details

Accession Number:: 0000014693-17-000018
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2017-03-14 15:43:02
Reporting Period:: 2017-03-10

Filing Date:: 2017-03-14
Accepted Time:: 2017-03-14 15:43:02
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
14693	Brown Forman Corp	BFA, BFB	Beverages (2080)	610143150

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1369191	I Mark Mccallum	850 Dixie Highway Louisville KY 40210	Evp/Pres. Jack Daniel's Brands	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common	Disposition	2017-03-10	17,872	$47.47	47,275	No	4	S	Direct
Class B Common	Disposition	2017-03-10	14,750	$46.49	10,714	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct
No	4	S	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Class B Common	54	Indirect	By Son

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Class B Common	Stock Appreciation Right	$45.99	2017-05-01	2024-04-30	27,354	27,354	Direct
Class B Common	Stock Appreciation Right	$29.35	2015-05-01	2022-04-30	49,718	49,718	Direct
Class B Common	Stock Appreciation Right	$19.22	2013-05-01	2020-04-30	40,910	40,910	Direct
Class B Common	Stock Appreciation Right	$51.13	2018-05-01	2025-04-30	22,300	22,300	Direct
Class B Common	Stock Appreciation Right	$36.21	2016-05-01	2023-04-30	31,942	31,942	Direct
Class B Common	Stock Appreciation Right	$23.20	2014-05-01	2021-04-30	46,288	46,288	Direct
Class B Common	Stock Appreciation Right	$13.53	2012-05-01	2019-04-30	46,874	46,874	Direct
Class B Common	Stock Appreciation Right	$49.01	2019-05-01	2026-04-30	30,028	30,028	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2024-04-30	27,354	27,354	Direct
2022-04-30	49,718	49,718	Direct
2020-04-30	40,910	40,910	Direct
2025-04-30	22,300	22,300	Direct
2023-04-30	31,942	31,942	Direct
2021-04-30	46,288	46,288	Direct
2019-04-30	46,874	46,874	Direct
2026-04-30	30,028	30,028	Direct

Footnotes

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.16 to $47.92, inclusive. The reporting person undertakes to provide to Brown-Forman Corporation, any security holder of Brown-Forman Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Reflects the acquisition of 32,573.50 additional shares in the August 2016 stock split.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.08 to $46.60, inclusive. The reporting person undertakes to provide to Brown-Forman Corporation, any security holder of Brown-Forman Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Reflects the acquisition of 12,732 additional shares in the August 2016 stock split.
Reflects the acquisition of 27 additional shares in the August 2016 stock split.
These stock appreciation rights were previously reported as covering 13,677 shares at an exercise price of $91.97, but were adjusted to reflect the August 2016 stock split.
These stock appreciation rights were previously reported as covering 24,859 shares at an exercise price of $58.70, but were adjusted to reflect the August 2016 stock split.
These stock appreciation rights were previously reported as covering 20,455 shares at an exercise price of $38.43, but were adjusted to reflect the August 2016 stock split.
These stock appreciation rights were previously reported as covering 11,150 shares at an exercise price of $102.25, but were adjusted to reflect the August 2016 stock split.
These stock appreciation rights were previously reported as covering 15,971 shares at an exercise price of $72.42, but were adjusted to reflect the August 2016 stock split.
These stock appreciation rights were previously reported as covering 23,144 shares at an exercise price of $46.40, but were adjusted to reflect the August 2016 stock split.
These stock appreciation rights were previously reported as covering 23,437 shares at an exercise price of $27.05, but were adjusted to reflect the August 2016 stock split.
These stock appreciation rights were previously reported as covering 15,014 shares at an exercise price of $98.01, but were adjusted to reflect the August 2016 stock split.