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Filing Details

Accession Number:
Form Type:
Zero Holdings:
Publication Time:
2017-03-14 12:22:07
Reporting Period:
Filing Date:
Accepted Time:
2017-03-14 12:22:07
SEC Url:
Form 4 Filing
Cik Name Symbol Sector (SIC) IRS No
1637761 Seaspine Holdings Corp SPNE Surgical & Medical Instruments & Apparatus (3841) 473251758
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1646772 D. Brian Baker C/o Seaspine Holdings Corporation,
5770 Armada Drive
Carlsbad CA 92008
Vp, Global Operations No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-03-10 9,316 $0.00 15,638 No 4 M Direct
Common Stock Disposition 2017-03-13 4,100 $6.66 11,538 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units Disposition 2017-03-10 9,316 $0.00 9,316 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 M Direct
  1. Each restricted stock unit represents a contingent right to receive one share of SeaSpine Holdings Corporation common stock.
  2. These shares were sold to cover tax withholding obligations related to the receipt of shares in connection with the vesting of the restricted stock units.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.66 to $6.80, inclusive. The reporting person undertakes to provide to SeaSpine, any security holder of SeaSpine, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  4. The reporting person was granted 9,316 restricted stock units on February 2, 2017, which vested in full on March 10, 2017.