Filing Details

Accession Number:
0001437749-17-004432
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2017-03-13 20:13:49
Reporting Period:
2016-11-08
Filing Date:
2017-03-13
Accepted Time:
2017-03-13 20:13:49
Original Submission Date:
2016-11-09
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1120914 Pdf Solutions Inc PDFS Services-Computer Programming Services (7371) 251701361
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1218982 Lucio Lanza 333 W. San Carlos St.
Suite 1000
San Jose CA 95110
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-11-08 45,000 $5.40 334,623 No 4 M Direct
Common Stock Disposition 2016-11-08 14,000 $19.89 320,623 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Options (Right to Buy) Disposition 2016-11-08 45,000 $5.40 45,000 $5.40
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2018-05-21 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 121,720 Indirect By Lanza tech Ventures
Footnotes
  1. Average weighted sale price for shares disposed of in the reported transaction. The shares were sold in multiple brokers' transactions at various market prices per share ranging from $19.865 to $19.915.
  2. 25% of the total shares subject to the option (the "Total Shares") vested on May 22, 2009 and 1/48th of the Total Shares vested on the 22nd day of each month thereafter; Fully vested as of May 22, 2012