Filing Details

Accession Number:
0001127602-17-011347
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-03-13 12:08:15
Reporting Period:
2017-03-09
Filing Date:
2017-03-13
Accepted Time:
2017-03-13 12:08:15
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1170534 Mitel Networks Corp MITL Radio & Tv Broadcasting & Communications Equipment (3663) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1617508 Edward Steven Spooner 350 Legget Drive
Ottawa, A6
K2K 2W7
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Acquisiton 2017-03-09 23,325 $6.50 172,821 No 4 M Direct
Common Shares Acquisiton 2017-03-09 33,750 $6.50 206,571 No 4 M Direct
Common Shares Disposition 2017-03-10 24,767 $6.95 181,804 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Shares Restricted Stock Units Disposition 2017-03-09 23,325 $0.00 23,325 $0.00
Common Shares Restricted Stock Units Disposition 2017-03-09 33,750 $0.00 33,750 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
46,650 2022-03-05 No 4 M Direct
101,250 2023-03-04 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Shares 14,900 Indirect Held By Registered Retirement Savings Plan For Steven Edward Spooner
Common Shares 5,100 Indirect Held By The Spooner Children Trust
Footnotes
  1. 5,100 common shares ("Common Shares") of Mitel Networks Corporation (the "Company") are held by the Spooner Children Trust, of which Mr. Spooner is one of three trustees, for the benefit of the children of Mr. Spooner. Mr. Spooner disclaims beneficial ownership of the Common Shares held for the benefit of his children and this report shall not be deemed an admission that Mr. Spooner is a beneficial owner of such shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
  2. Represents 69,975 Common Shares underlying 69,975 RSUs granted to Mr. Spooner on March 5, 2015. These RSUs will vest as follows: (i) 22,325 of the RSUs will vest on March 5, 2017; (ii) 22,325 of the RSUs will vest on March 5, 2018; and (iii) 22,325 of the RSUs will vest on March 5, 2019.
  3. Represents 135,000 Common Shares underlying 135,000 Restricted Stock Units ("RSUs") granted to Mr. Spooner on March 4, 2016. These RSUs will vest as follows: (i) 33,750 of the RSUs will vest on March 4, 2017; (ii) 33,750 of the RSUs will vest on March 4, 2018; (iii) 33,750 of the RSUs will vest on March 4, 2019; and (iv) 33,750 of the RSUs will vest on March 4, 2020.