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Home > Insider Trading > Filing (0001140361-17-011708)

Filing Details

Accession Number:: 0001140361-17-011708
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2017-03-13 11:53:23
Reporting Period:: 2017-03-10

Filing Date:: 2017-03-13
Accepted Time:: 2017-03-13 11:53:23
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1569994	Waterstone Financial Inc.	WSBF	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1385498	M Rebecca Arndt	11200 W Plank Court Wauwatosa WI 53226	Vice President	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2017-03-10	1,500	$18.15	36,828	No	4	S	Direct
Common Stock	Disposition	2017-03-10	300	$18.18	36,528	No	4	S	Direct
Common Stock	Disposition	2017-03-10	429	$18.20	36,099	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	21,806	Indirect	By ESOP
Common Stock	20,039	Indirect	By 401(k)

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Stock Options	$1.73	2014-01-22	2022-01-04	4,390	4,390	Direct
Common Stock	Stock Options	$12.75	2016-03-04	2025-03-04	15,000	15,000	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2022-01-04	4,390	4,390	Direct
2025-03-04	15,000	15,000	Direct