Filing Details

Accession Number:
0000921895-17-000664
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-03-10 17:45:12
Reporting Period:
2017-03-08
Filing Date:
2017-03-10
Accepted Time:
2017-03-10 17:45:12
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1316898 Jamba Inc. JMBA Retail-Eating & Drinking Places (5810) 202122262
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1559771 Engaged Capital Llc 610 Newport Center Drive
Suite 250
Newport Beach CA 92660
No No Yes No
1559850 Engaged Capital Flagship Fund, L.p. 610 Newport Center Drive
Suite 250
Newport Beach CA 92660
No No Yes No
1580761 Engaged Capital Flagship Master Fund, Lp Cricket Square, Hutchins Drive
P.o. Box 2681
Grand Cayman E9 KY1-1111
No No Yes No
1580769 Engaged Capital Holdings, Llc 610 Newport Center Drive
Suite 250
Newport Beach CA 92660
No No Yes No
1580771 W. Glenn Welling C/O Engaged Capital, Llc
610 Newport Center Dr. Suite 250
Newport Beach CA 92660
Yes No Yes No
1619827 Engaged Capital Flagship Fund, Ltd. 610 Newport Center Drive
Suite 250
Newport Beach CA 92660
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.001 Per Share Acquisiton 2017-03-08 14,200 $9.75 2,356,592 No 4 P Indirect By: Engaged Capital Flagship Master Fund, LP
Common Stock, Par Value $0.001 Per Share Acquisiton 2017-03-09 16,357 $9.56 2,372,949 No 4 P Indirect By: Engaged Capital Flagship Master Fund, LP
Common Stock, Par Value $0.001 Per Share Acquisiton 2017-03-10 22,398 $9.46 2,395,347 No 4 P Indirect By: Engaged Capital Flagship Master Fund, LP
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By: Engaged Capital Flagship Master Fund, LP
No 4 P Indirect By: Engaged Capital Flagship Master Fund, LP
No 4 P Indirect By: Engaged Capital Flagship Master Fund, LP
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, Par Value $0.001 Per Share 230,982 Indirect By: Managed Account of Engaged Capital, LLC
Common Stock, Par Value $0.001 Per Share 12,903 Direct
Footnotes
  1. This Form 4 is filed jointly by Engaged Capital Flagship Master Fund, LP ("Engaged Capital Flagship Master"), Engaged Capital Flagship Fund, LP ("Engaged Capital Fund"), Engaged Capital Flagship Fund, Ltd. ("Engaged Capital Offshore"), Engaged Capital, LLC ("Engaged Capital"), Engaged Capital Holdings, LLC ("Engaged Holdings") and Glenn W. Welling (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Mr. Welling is also a director of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.
  2. The number of securities reported in this column includes 1,324 restricted stock units held by Mr. Welling as of the date of this filing.
  3. Shares owned directly by Engaged Capital Flagship Master. As feeder funds of Engaged Capital Flagship Master, each of Engaged Capital Fund and Engaged Capital Offshore may be deemed to beneficially own the shares owned directly by Engaged Capital Flagship Master. As the general partner and investment adviser of Engaged Capital Flagship Master, Engaged Capital may be deemed to beneficially own the shares owned directly by Engaged Capital Flagship Master. Engaged Holdings, as the managing member of Engaged Capital, may be deemed to beneficially own the shares owned directly by Engaged Capital Flagship Master. Mr. Welling, as the Founder and Chief Investment Officer of Engaged Capital and sole member of Engaged Holdings, may be deemed to beneficially own the shares owned directly by Engaged Capital Flagship Master.
  4. Shares held in an account separately managed by Engaged Capital (the "Engaged Capital Account"). Engaged Capital, as the investment adviser of the Engaged Capital Account, may be deemed to beneficially own the shares held in the Engaged Capital Account. Engaged Holdings, as the managing member of Engaged Capital, may be deemed to beneficially own the shares held in the Engaged Capital Account. Mr. Welling, as the Founder and Chief Investment Officer of Engaged Capital and sole member of Engaged Holdings, may be deemed to beneficially own the shares held in the Engaged Capital Account.
  5. Purchase effected pursuant to a Rule 10b5-1 trading plan adopted on December 5, 2016.