Filing Details

Accession Number:
0001509432-17-000018
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-03-10 17:13:32
Reporting Period:
2017-03-08
Filing Date:
2017-03-10
Accepted Time:
2017-03-10 17:13:32
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1509432 Rpx Corp RPXC Patent Owners & Lessors (6794) 262990113
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1511893 Mallun Yen C/O Rpx Corporation
One Market Plaza, Suite 800
San Francisco CA 94105
Executive Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-03-08 10,000 $6.63 117,422 No 4 M Direct
Common Stock Disposition 2017-03-08 10,000 $12.00 107,422 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2017-03-08 10,000 $0.00 10,000 $6.63
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
107,912 2020-11-15 No 4 M Direct
Footnotes
  1. The transaction reported was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on August 31, 2016.
  2. The option representing the right to purchase a total of 700,000 shares vests as follows: 1/4th of the shares subject to the option vest on November 1, 2011, subject to the Reporting Person's continuous service with the Issuer through such date, and with respect to 1/48th of the shares subject to the option vest when the Reporting Person completes each month of continuous service thereafter.