Filing Details

Accession Number:
0001069157-17-000018
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-03-09 18:10:28
Reporting Period:
2017-03-07
Filing Date:
2017-03-09
Accepted Time:
2017-03-09 18:10:28
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1069157 East West Bancorp Inc EWBC State Commercial Banks (6022) 954703316
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1235499 Paul Douglas Krause East West Bancorp, Inc.
135 N. Los Robles Ave. 7Th Floor
Pasadena CA 91101
Executive Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-03-07 10,854 $0.00 41,856 No 4 M Direct
Common Stock Disposition 2017-03-07 3,841 $54.87 38,015 No 4 F Direct
Common Stock Disposition 2017-03-07 10,000 $54.06 28,015 No 4 S Direct
Common Stock Disposition 2017-03-08 5,000 $55.04 23,015 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Performance-Based Restricted Stock Units Disposition 2017-03-07 10,854 $0.00 10,854 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
11,264 2017-03-07 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 28,746 Indirect 401 (k) Plan
Footnotes
  1. Performance-Based Restricted Stock Units granted on March 7, 2014 fully vest in three years. Number of vested units depends on meeting pre-established performance criteria. As of March 7, 2017, 200% of the units granted on March 7, 2014 were earned and vested. On the settlement date, for each vested Performance-Based Restricted Stock Unit, the reporting person received one share of Common Stock.
  2. A total of 10,000 shares were sold at a weighted average price of $54.0619. The shares were purchased in multiple transactions at prices ranging from $54.0000 to $54.1850, inclusive. The reporting person undertakes to provide to East West Bancorp, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in the preceding sentence.