Filing Details

Accession Number:
0000899243-17-007025
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-03-09 18:05:01
Reporting Period:
2017-03-07
Filing Date:
2017-03-09
Accepted Time:
2017-03-09 18:05:01
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
216228 Itt Inc. ITT Pumps & Pumping Equipment (3561) 811197930
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1532278 M Thomas Scalera C/O Itt Inc. 1133 Westchester Avenue
White Plains NY 10604
Evp & Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2017-03-07 1,381 $41.15 61,216 No 4 F Direct
Common Stock Disposition 2017-03-07 22,000 $40.82 39,216 No 4 S Direct
Common Stock Acquisiton 2017-03-07 49,928 $20.28 89,144 No 4 M Direct
Common Stock Acquisiton 2017-03-07 29,115 $22.80 118,259 No 4 M Direct
Common Stock Acquisiton 2017-03-07 22,975 $26.76 141,234 No 4 M Direct
Common Stock Disposition 2017-03-07 102,018 $40.80 39,216 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 F Direct
No 4 S Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2017-03-07 49,928 $0.00 49,928 $20.28
Common Stock Employee Stock Option (Right to Buy) Disposition 2017-03-07 29,115 $0.00 29,115 $22.80
Common Stock Employee Stock Option (Right to Buy) Disposition 2017-03-07 22,975 $0.00 22,975 $26.76
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2021-11-07 No 4 M Direct
0 2022-03-08 No 4 M Direct
0 2023-03-05 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 758 Indirect By 401(k) plan
Footnotes
  1. Reflects the withholding of 1,381 shares of common stock to pay the tax liability incident to the vesting on March 4, 2017 of restricted stock units granted under the ITT 2011 Omnibus Incentive Plan on March 4, 2014. The number of shares withheld was determined on March 7, 2017 based on the average of the high/low trading price of the common stock of ITT Inc. (the "Issuer") on March 6, 2017.
  2. This price represents the approximate weighted average price per share of sales of common stock of the Issuer, which were executed at prices ranging from $40.71 to $40.94 per share. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price.
  3. This represents the sale of shares underlying the options the exercise of which is reported on this form. This price represents the approximate weighted average price per share of sales of common stock of the Issuer, which were executed at prices ranging from $40.56 to $40.99 per share. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price.
  4. As of March 7, 2017.
  5. These options were granted on November 7, 2011 and vested in three equal annual installments beginning on the first anniversary of the grant date.
  6. These options were granted on March 8, 2012 and vested in full on March 8, 2015.
  7. These options were granted on March 5, 2013 and vested in full on March 5, 2016.