Filing Details

Accession Number:
0001214659-17-001795
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-03-09 16:15:16
Reporting Period:
2017-03-07
Filing Date:
2017-03-09
Accepted Time:
2017-03-09 16:15:16
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
921582 Imax Corp IMAX Photographic Equipment & Supplies (3861) 980140269
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1382484 Jeffrey Vance 2525 Speakman Drive
C/O Imax Corporation
Mississauga A6 L5K 1B1
Sr Vp, Finance & Controller No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Acquisiton 2017-03-07 778 $0.00 3,724 No 4 M Direct
Common Shares Acquisiton 2017-03-07 652 $0.00 4,376 No 4 M Direct
Common Shares Acquisiton 2017-03-07 566 $0.00 4,942 No 4 M Direct
Common Shares Disposition 2017-03-08 1,071 $0.00 3,871 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Shares restricted share units Acquisiton 2017-03-07 2,889 $0.00 2,889 $0.00
Common Shares stock options (to buy) Acquisiton 2017-03-07 3,503 $32.45 3,503 $32.45
Common Shares restricted share units Disposition 2017-03-07 778 $0.00 778 $0.00
Common Shares restricted share units Disposition 2017-03-07 652 $0.00 652 $0.00
Common Shares restricted share units Disposition 2017-03-07 566 $0.00 566 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
2,889 2021-01-01 No 4 A Direct
3,503 2023-03-07 No 4 A Direct
935 2017-03-07 2017-12-01 No 4 M Direct
1,435 2017-03-07 2018-12-01 No 4 M Direct
2,260 2017-03-07 2019-12-01 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Shares (Opening Balance) 2,946 Direct
Footnotes
  1. Represents the conversion upon vesting of restricted share units into common shares. Each restricted share unit represents a contingent right to receive one common share of IMAX Corporation.
  2. Mr. Vance is reporting the sale of common shares to satisfy his tax withholding obligations in connection with the delivery of common shares upon conversion of the restricted share unit
  3. Each restricted share unit represents a contingent right to receive one common share of IMAX Corporation.
  4. Each restricted share unit is the economic equivalent of one common share of IMAX Corporation.
  5. The restricted share units vest and will be converted to common shares in four installments 578 on March 7, 2018; 722 on each of March 7, 2019 and March 7, 2020 and 867 on December 1, 2020.
  6. The stock options become exercisable in four installments: 701 on March 7, 2018, 876 on each of March 7, 2019 and March 7, 2020 and 1,050 on March 7, 2021.
  7. This represents the number of restricted share units for this transaction only. Mr. Vance's aggregate remaining outstanding option, restricted share unit and common share balances following this transaction will be 52,996; 9,269 and 3,871 respectively.