Filing Details

Accession Number:
0001331471-17-000017
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-03-09 14:25:38
Reporting Period:
2017-03-08
Filing Date:
2017-03-09
Accepted Time:
2017-03-09 14:25:38
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1043337 Stoneridge Inc SRI Motor Vehicle Parts & Accessories (3714) 341598949
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1464058 D Michael Sloan C/O Stoneridge, Inc.
39675 Mackenzie Dr. Suite 400
Novi MI 48377
Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares, Without Par Value Disposition 2017-03-08 39,457 $18.73 40,805 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Shares, Without Par Value Performance Shares $0.00 139,205 139,205 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
139,205 139,205 Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. The Company Common Shares were sold in multiple transaction on March 8, 2017 at prices ranging from $18.58/share to $18.90/share. The Reporting Person undertakes to provide Stoneridge, Inc. and the SEC staff, upon request, full information on the number of shares sold at each separate price within the range.
  2. Each Performance Share (unit) was granted to the Reporting Person under the Company's Long-Term Incentive Plan and represents a contingent right to receive one Company Common Share. The Performance Shares were granted to the Reporting Person in 2014, 2015, 2016 and 2017 and shall be earned in some cases based on continued employment until a date three years after the grant date and in other cases based on continued employment until a date three years after the grant date and based on Company performance over a three year period.