Filing Details

Accession Number:
0001611702-17-000027
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-03-08 19:44:31
Reporting Period:
2017-03-07
Filing Date:
2017-03-08
Accepted Time:
2017-03-08 19:44:31
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1611702 Om Asset Management Plc OMAM Investment Advice (6282) 981179929
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1620413 K. Daniel Mahoney Ground Floor Millennium Bridge House
2 Lambeth Hill
London X0 EC4V 4GG
Cao/Controller No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Ordinary Shares Disposition 2017-03-07 189 $14.83 9,885 No 4 S Direct
Ordinary Shares Disposition 2017-03-07 389 $14.88 9,496 No 4 S Direct
Ordinary Shares Disposition 2017-03-07 3 $14.89 9,493 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
Footnotes
  1. The shares were sold pursuant to a sales plan adopted by the reporting person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.
  2. Represents shares sold by the reporting person to cover tax withholding obligations upon the vesting of restricted shares.