Filing Details
- Accession Number:
- 0001209191-17-018977
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-03-07 18:45:41
- Reporting Period:
- 2017-03-03
- Filing Date:
- 2017-03-07
- Accepted Time:
- 2017-03-07 18:45:41
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1315257 | Koppers Holdings Inc. | KOP | Lumber & Wood Products (No Furniture) (2400) | 201878963 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1569571 | Jianzhong Zhu | 436 Seventh Avenue Pittsburgh PA 15219 | Vp, China Operations | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-03-03 | 2,000 | $17.57 | 14,036 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-03-03 | 2,000 | $44.17 | 12,036 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-03-03 | 150 | $44.10 | 11,886 | No | 4 | F | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | F | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Options (Rights to Buy) | Acquisiton | 2017-03-03 | 2,000 | $0.00 | 2,000 | $17.57 |
| Common Stock | Restricted Stock Units | Acquisiton | 2017-03-03 | 975 | $0.00 | 975 | $0.00 |
| Common Stock | Employee Stock Options (Rights to Buy) | Acquisiton | 2017-03-03 | 3,604 | $0.00 | 3,604 | $44.10 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 10,832 | 2016-03-03 | 2025-03-02 | No | 4 | M | Direct |
| 975 | No | 4 | A | Direct | ||
| 3,604 | 2027-03-02 | No | 4 | A | Direct |
Footnotes
- Shares surrendered to the issuer by the reporting person as payment for tax withholding related to the vesting of time-based restricted stock units ("RSUs").
- Stock Options vest in four equal annual installments, with the first installment vesting on March 3, 2016.
- Each RSU represents a contingent right to receive one share of Koppers Holdings Inc. common stock(the "Common Stock"), or its equivalent cash value.
- The reporting person was granted RSUs on March 3, 2017 under the Koppers Holdings Inc. 2005 Long Term Incentive Plan, as Amended and Restated. RSUs vest in four equal annual installments, with the first installment vesting on March 3, 2018. Upon vesting, the RSUs will be paid out in whole shares of Common Stock or cash as may be determined by the Company.
- The reporting person was granted stock options on March 3, 2017, which will vest in four equal annual installments, with the first installment vesting on March 3, 2018.
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