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Filing Details

Accession Number:
0001209191-17-018970
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-03-07 18:43:30
Reporting Period:
2017-03-07
Filing Date:
2017-03-07
Accepted Time:
2017-03-07 18:43:30
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1272842 Airgain Inc AIRG () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1208317 K James Sims C/o Airgain, Inc.
3611 Valley Centre Drive, Suite 150
San Diego CA 92130
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-03-07 5,990 $12.53 140,147 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,406,041 Indirect See footnotes
Footnotes
  1. Represents 1,043,464 shares of common stock held be GEN3 Capital I, LP ("GEN3 Capital") and 362,577 shares of common stock held by Gen 3 Partners, Inc. ("Gen 3 Partners").
  2. The general partner of GEN3 Capital is GEN3 Capital Partners, LLC ("GEN3 LLC") and James K. Sims is the Managing Member of GEN3 LLC. As a result, each of GEN3 LLC and Mr. Sims may be deemed to share beneficial ownership of the shares of common stock held by GEN3 Capital. Mr. Sims may be deemed to share beneficial ownership of the shares held by Gen 3 Partners in his capacity as a director of Gen 3 Partners. Mr. Sims disclaims such beneficial ownership to the extent of his pecuniary interest therein.