Filing Details

Accession Number:
0001209191-17-018968
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-03-07 18:43:22
Reporting Period:
2017-03-03
Filing Date:
2017-03-07
Accepted Time:
2017-03-07 18:43:22
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1056903 American States Water Co AWR Water Supply (4941) 954676679
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1223915 Gladys Farrow 3825 Canfield Road
Pasadena CA 91107
Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Acquisiton 2017-03-01 13 $44.89 3,090 No 4 A Direct
Common Shares Acquisiton 2017-03-03 1,961 $43.88 5,051 No 4 A Direct
Common Shares Disposition 2017-03-06 751 $43.88 4,300 No 4 F Direct
Common Shares Disposition 2017-03-06 733 $43.38 3,567 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 A Direct
No 4 F Direct
No 4 S Direct
Footnotes
  1. DER units credited on 3/1/2017 as dividend at FMV
  2. 750.7423 shares withheld to satisfy tax withholding