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Filing Details

Accession Number:
Form Type:
Zero Holdings:
Publication Time:
2017-03-07 17:53:00
Reporting Period:
Filing Date:
Accepted Time:
2017-03-07 17:53:00
SEC Url:
Form 4 Filing
Cik Name Symbol Sector (SIC) IRS No
1367064 Archrock Partners L.p. APLP Natural Gas Transmission (4922) 223935108
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1537690 Edward Robert Rice 16666 Northchase Drive
Houston TX 77060
Senior Vice President Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Units Acquisiton 2017-03-04 9,896 $0.00 22,245 No 4 M Direct
Common Units Disposition 2017-03-04 2,792 $17.58 19,453 No 4 F Direct
Common Units Disposition 2017-03-07 1,979 $17.76 17,474 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Units Phantom Units with tandem DERs (Common Units) Disposition 2017-03-04 1,776 $0.00 1,776 $0.00
Common Units Phantom Units with tandem DERs Disposition 2017-03-04 1,742 $0.00 1,742 $0.00
Common Units Phantom Units with tandem DERs Disposition 2017-03-04 6,378 $0.00 6,378 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 M Direct
1,742 No 4 M Direct
12,755 No 4 M Direct
  1. This transaction represents the vesting of one-third of the phantom units granted to the reporting person under the Archrock Partners, L.P. Long-Term Incentive Plan. Each phantom unit vested in the form of a common unit. Pursuant to applicable SEC reporting requirements, the settlement of the phantom units in exchange for common units is reported on this Form 4 as a disposition of the phantom units being settled and a simultaneous acquisition of the underlying common units.
  2. Issuer withheld the maximum allowable units to satisfy the tax withholding obligations associated with the vesting of phantom units.
  3. This transaction was executed in accordance with a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2016. These units were sold in multiple transactions at prices ranging from $17.70 to $17.81, inclusive.