Filing Details

Accession Number:
0001179110-17-004020
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-03-06 17:10:16
Reporting Period:
2017-03-02
Filing Date:
2017-03-06
Accepted Time:
2017-03-06 17:10:16
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1604821 Natera Inc. NTRA () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1230057 Herm Rosenman C/O Natera, Inc., 201 Industrial Road
Suite 410
San Carlos CA 94070
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-03-02 5,000 $0.00 39,755 No 4 M Direct
Common Stock Disposition 2017-03-02 1,805 $9.73 37,950 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units Disposition 2017-03-02 5,000 $0.00 5,000 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
5,000 No 4 M Direct
Footnotes
  1. Represents the partial vesting and settlement of Restricted Stock Units ("RSUs") which vest in equal monthly installments, starting May 1, 2016.
  2. Each RSU represents a contingent right to receive one share of the common stock of the issuer.
  3. The sale of shares was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on May 31, 2016.
  4. The RSU vests over one year, in equal monthly installments, starting May 1, 2016.