Filing Details

Accession Number:
0001437749-17-003806
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-03-03 18:28:54
Reporting Period:
2017-03-01
Filing Date:
2017-03-03
Accepted Time:
2017-03-03 18:28:54
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
861842 Cathay General Bancorp CATY State Commercial Banks (6022) 954274680
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1185628 K Dunson Cheng 777 North Broadway
Los Angeles CA 90012
Executive Chairman Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2017-03-01 40,000 $40.65 233,563 No 4 S Direct
Common Stock Disposition 2017-03-02 1,417 $40.08 232,146 No 4 S Direct
Common Stock Disposition 2017-03-03 20,000 $39.50 212,146 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 445,577 Indirect Husband & Wife Trust
Common Stock 182,452 Indirect Nonmarital Share Trust
Common Stock 102,904 Indirect B ESOP