Filing Details
- Accession Number:
- 0001209191-17-017990
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-03-03 18:28:21
- Reporting Period:
- 2017-03-01
- Filing Date:
- 2017-03-03
- Accepted Time:
- 2017-03-03 18:28:21
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1010858 | Fairmount Santrol Holdings Inc. | FMSA | Mining & Quarrying Of Nonmetallic Minerals (No Fuels) (1400) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1621024 | L. Gerald Clancey | 8834 Mayfield Road Chesterland OH 44026 | Evp & Chief Commercial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-03-01 | 19,500 | $0.00 | 435,674 | No | 4 | A | Direct | |
| Common Stock | Disposition | 2017-03-01 | 2,839 | $9.65 | 432,835 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Acquisiton | 2017-03-01 | 22,400 | $0.00 | 22,400 | $10.03 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 888,100 | 2027-03-01 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 2,242,468 | Indirect | Gerald L. Clancey Trust No. 1 |
| Common Stock | 100,436 | Indirect | Gerald L. Clancey Grantor Retained Annuity Trust No. 1 |
| Common Stock | 442,000 | Indirect | Gerald L. Clancey Irrevocable Trust dated December 13, 2012 |
| Common Stock | 442,000 | Indirect | The Connie J. Clancey Irrevocable Trust for the benefit of Gerald L. Clancey |
| Common Stock | 326,430 | Indirect | By 401(k) Plan |
Footnotes
- The reporting person was granted 19,500 restricted stock units. The restricted stock units vest in 1/4 increments commencing one year after the date of grant.
- The transaction reflects the number of shares of Common Stock sold pursuant to the terms of the Restricted Stock Unit Agreement and in accordance with the Fairmount Santrol Holdings Inc. 2014 Long Term Incentive Plan, to satisfy the reporting person's tax withholding obligations upon the vesting of 7,500 restricted stock units.
- Includes an aggregate of 141,586 restricted stock units.
- Shares previously reported as being held by the reporting person are not reported as being held in the Gerald L. Clancey Trust No. 1.
- The options vest and become exercisable in 1/3 increments commencing one year after the date of grant.
Billionaire Hedge Funds
