Filing Details

Accession Number:
0001179110-17-003838
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-03-03 17:04:02
Reporting Period:
2017-03-01
Filing Date:
2017-03-03
Accepted Time:
2017-03-03 17:04:02
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
908315 Winmark Corp WINA Retail-Miscellaneous Retail (5900) 411622691
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1273800 Steven Murphy 605 Hwy 169 N
Suite 400
Minneapolis MN 55441
President Of Franchising No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-03-01 4,000 $22.15 4,000 No 4 M Direct
Common Stock Disposition 2017-03-01 2,200 $114.05 1,800 No 4 S Direct
Common Stock Disposition 2017-03-01 800 $113.00 1,000 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2017-03-01 4,000 $22.15 10,000 $22.15
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
6,000 2010-12-10 2019-12-10 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 86,952 Indirect By Trust
Common Stock 350 Indirect By Son 1
Common Stock 350 Indirect By Son 2
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Employee Stock Option (right to buy) $31.19 2011-06-01 2020-06-01 10,000 10,000 Direct
Common Stock Employee Stock Option (right to buy) $32.92 2011-12-14 2020-12-14 9,250 9,250 Direct
Common Stock Employee Stock Option (right to buy) $37.76 2012-06-01 2021-06-01 9,250 9,250 Direct
Common Stock Employee Stock Option (right to buy) $53.34 2012-12-08 2021-12-08 9,250 9,250 Direct
Common Stock Employee Stock Option (right to buy) $51.17 2013-06-01 2022-06-01 9,250 9,250 Direct
Common Stock Employee Stock Option (right to buy) $55.72 2013-12-13 2022-12-13 9,250 9,250 Direct
Common Stock Employee Stock Option (right to buy) $59.77 2014-06-01 2023-06-01 9,250 9,250 Direct
Common Stock Employee Stock Option (right to buy) $82.72 2014-12-16 2023-12-16 9,250 9,250 Direct
Common Stock Employee Stock Option (right to buy) $66.29 2015-06-01 2024-06-01 8,500 8,500 Direct
Common Stock Employee Stock Option (right to buy) $80.32 2015-12-15 2024-12-15 8,500 8,500 Direct
Common Stock Employee Stock Option (right to buy) $91.93 2016-06-01 2025-06-01 6,800 6,800 Direct
Common Stock Employee Stock Option (right to buy) $90.99 2016-12-14 2025-12-14 6,800 6,800 Direct
Common Stock Employee Stock Option $98.25 2017-06-01 2026-06-01 5,000 5,000 Direct
Common Stock Employee Stock Option (right to buy) $125.50 2017-12-12 2026-12-12 5,000 5,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2020-06-01 10,000 10,000 Direct
2020-12-14 9,250 9,250 Direct
2021-06-01 9,250 9,250 Direct
2021-12-08 9,250 9,250 Direct
2022-06-01 9,250 9,250 Direct
2022-12-13 9,250 9,250 Direct
2023-06-01 9,250 9,250 Direct
2023-12-16 9,250 9,250 Direct
2024-06-01 8,500 8,500 Direct
2024-12-15 8,500 8,500 Direct
2025-06-01 6,800 6,800 Direct
2025-12-14 6,800 6,800 Direct
2026-06-01 5,000 5,000 Direct
2026-12-12 5,000 5,000 Direct
Footnotes
  1. 25% per year for 4 years
  2. Sale effected pursuant to a 10b5-1 Plan established by the reporting person on November 23, 2016.
  3. 2,200 shares sold at an average price of $114.05, with a range of $113.50 to $114.35, to cover payment of exercise price of and taxes due on option exercises included on this Form 4.
  4. 800 shares sold at a price of $113.00 to cover payment of exercise price of and taxes due on option exercises included on this Form 4.