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Filing Details

Accession Number:: 0001127602-17-010042
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2017-03-03 15:17:42
Reporting Period:: 2017-03-02

Filing Date:: 2017-03-03
Accepted Time:: 2017-03-03 15:17:42
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1137774	Prudential Financial Inc	PRU	Life Insurance (6311)	223703799

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1520806	Barbara Koster	751 Broad Street, 4Th Floor Attn. Corporate Compliance Newark NJ 07102	Senior Vice President	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2017-03-02	6,927	$84.53	45,245	No	4	M	Direct
Common Stock	Acquisiton	2017-03-02	17,067	$64.01	62,312	No	4	M	Direct
Common Stock	Disposition	2017-03-02	20,409	$112.72	41,903	No	4	S	Direct
Common Stock	Disposition	2017-03-02	13,334	$113.11	28,569	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	2014 Employee Stock Option (Right to Buy)	Disposition	2017-03-02	6,927	$0.00	6,927	$84.53
Common Stock	2011 Employee Stock Option (Right to Buy)	Disposition	2017-03-02	17,067	$0.00	17,067	$64.01

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0		2024-02-11	No	4	M	Direct
0		2021-02-08	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	7	Indirect	By 401(k)

Footnotes

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $112.20 to $113.19, inclusive. The reporting person undertakes to provide to Prudential Financial, Inc., any security holder of Prudential Financial, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $113.20 to $113.59 inclusive. The reporting person undertakes to provide to Prudential Financial, Inc., any security holder of Prudential Financial, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
Following the transactions reported on this Form 4, Ms. Koster continues to hold 28,569 shares directly and 7 shares indirectly in a 401(k) account. Ms. Koster also holds an additional 72,364 vested stock options, 21,009 unvested stock options, and 14,372 target performance shares (the exact number awarded being dependent on achievement of performance goals).
The options vest in three equal annual installments beginning on February 11, 2015.
The options vest in three equal annual installments beginning on February 8, 2012.