Filing Details
- Accession Number:
- 0001209191-17-017246
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-03-03 14:41:09
- Reporting Period:
- 2017-03-01
- Filing Date:
- 2017-03-03
- Accepted Time:
- 2017-03-03 14:41:09
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 40533 | General Dynamics Corp | GD | Ship & Boat Building & Repairing (3730) | 131673581 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1235418 | P William Fricks | C/O General Dynamics Corporation 2941 Fairview Park Drive Falls Church VA 22042 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $1.00 Par Value | Acquisiton | 2017-03-01 | 390 | $0.00 | 43,856 | No | 4 | A | Direct | |
| Common Stock, $1.00 Par Value | Acquisiton | 2017-03-02 | 5,210 | $74.81 | 49,066 | No | 4 | M | Direct | |
| Common Stock, $1.00 Par Value | Acquisiton | 2017-03-02 | 4,580 | $71.01 | 53,646 | No | 4 | M | Direct | |
| Common Stock, $1.00 Par Value | Acquisiton | 2017-03-02 | 6,900 | $67.70 | 60,546 | No | 4 | M | Direct | |
| Common Stock, $1.00 Par Value | Disposition | 2017-03-02 | 10,146 | $191.19 | 50,400 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options | Acquisiton | 2017-03-01 | 2,270 | $0.00 | 2,270 | $191.71 |
| Common Stock | Stock Options | Disposition | 2017-03-02 | 5,210 | $0.00 | 5,210 | $74.81 |
| Common Stock | Stock Options | Disposition | 2017-03-02 | 4,580 | $0.00 | 4,580 | $71.01 |
| Common Stock | Stock Options | Disposition | 2017-03-02 | 6,900 | $0.00 | 6,900 | $67.70 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 2,270 | 2027-02-28 | No | 4 | A | Direct | |
| 0 | 2018-03-01 | No | 4 | M | Direct | |
| 0 | 2019-03-06 | No | 4 | M | Direct | |
| 0 | 2020-03-05 | No | 4 | M | Direct |
Footnotes
- Represents shares of restricted stock subject to service-based vesting that will be released three years after the grant date.
- Sale prices ranged from $191.043 to $191.247. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.
- Fifty percent become exercisable on 03/01/2019 and the remaining fifty percent become exercisable on 03/01/2020.
- Fifty percent became exercisable on 03/02/2012 and the remaining fifty percent became exercisable on 03/02/2013.
- Fifty percent became exercisable on 03/07/2013 and the remaining fifty percent became exercisable on 03/07/2014.
- Fifty percent became exercisable on 03/06/2014 and the remaining fifty percent became exercisable on 03/06/2015.
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