Filing Details

Accession Number:
0001140361-17-010348
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-03-02 17:46:03
Reporting Period:
2017-02-28
Filing Date:
2017-03-02
Accepted Time:
2017-03-02 17:46:03
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1600438 Gms Inc. GMS Wholesale-Lumber & Other Construction Materials (5030) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1674952 K Richard Mueller Gms Inc.
100 Crescent Centre Parkway, Suite 800
Tucker GA 30084
Chairman Of The Board Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2017-02-28 1,000,000 $27.93 1,539,500 No 4 S Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See footnote
Footnotes
  1. Pursuant to a stockholders' agreement among GMS Inc. (the "Company") and certain stockholders of the Company, the Reporting Person has agreed to vote all of his shares of common stock to elect one director nominated by AEA GMS Holdings LP for so long as AEA GMS Holdings LP and its affiliates own at least 10% of the Company's outstanding common stock. Accordingly, the Reporting Person is a member of a Section 13(d) "group" with AEA GMS Holdings LP and the other stockholders of the Company disclosed in a Schedule 13G filed with the Securities and Exchange Commission on behalf of the Reporting Person on February 14, 2017. As of the date hereof, the members of this Section 13(d) group collectively owned more than 10% of the Company's outstanding common stock. The Reporting Person disclaims beneficial ownership of the shares of common stock of the Company beneficially owned by the other members of the Section 13(d) group.
  2. Mr. Mueller beneficially owns these shares indirectly through Second Bite Investments, LLC.