Filing Details
- Accession Number:
- 0001225208-17-005336
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-03-02 16:28:05
- Reporting Period:
- 2017-03-01
- Filing Date:
- 2017-03-02
- Accepted Time:
- 2017-03-02 16:28:05
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1094348 | Mattersight Corp | MATR | Services-Computer Integrated Systems Design (7373) | 364304577 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1197647 | Tench Coxe | 755 Page Mill Road, Suite A-200 Palo Alto CA 94304-1005 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-03-01 | 100,000 | $3.45 | 512,171 | No | 4 | P | Indirect | By Trust (Trustees) |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By Trust (Trustees) |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 88,494 | Direct | |
| Common Stock | 1,283,497 | Indirect | By Ltd Partnership (ROOS) |
| Common Stock | 1,124,042 | Indirect | By Ltd Partnership (SHV) |
| Common Stock | 73,411 | Indirect | By Profit Sharing Plan Trust |
Footnotes
- Shares purchased pursuant to a common stock purchase agreement dated February 23, 2017.
- Shares held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in the trust.
- The reporting person shares pecuniary interest in these shares with other individuals pursuant to a contractual relationship. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in these shares.
- Shares held by a limited partnership of which the reporting person is a trustee of a trust which is the General Partner. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.
- Shares held by Sutter Hill Ventures, a California Limited Partnership. The reporting person is a managing director and member of the management committe of the general partner of Sutter Hill Ventures, a California Limited Partnership. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.
- Shares held by SHV Profit Sharing Plan, a retirement trust, for the benefit of the reporting person.
Billionaire Hedge Funds
