Home > Insider Trading > Filing (0000909791-17-000016)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
909791	Ultratech Inc	UTEK	Special Industry Machinery, Nec (3559)	943169580

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
939376	W Arthur Zafiropoulo	3050 Zanker Road San Jose CA 95134	Chairman Of The Board And Ceo	Yes	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2017-02-17	88,000	$28.77	785,709	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct

Footnotes

Represents the weighted average sale price per share. The actual sale prices ranged from a low of $28.74 per share to a high of $28.88 per share. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer full information regarding the number of shares sold at each separate price.
Includes (i) 2,000 shares, (ii) 13,000 shares and (iii) 90,000, each subject to RSUs granted in 2013, 2014, and 2017 respectively. The RSUs granted in 2013 and 2014 vest in equal increments upon completion of each month of service over 50 months from the grant date. The underlying shares will be issued on January 31 following the year they vest (or in March 2017 or 2018, respectively, for the 2 monthly installments that vest in the final year). The RSUs granted in 2017 will vest and become payable 50 months after the date of grant. In each case, vesting and payment is subject to acceleration in certain circumstances.