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Filing Details

Accession Number:
0001254402-17-000001
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-03-02 14:47:58
Reporting Period:
2017-02-28
Filing Date:
2017-03-02
Accepted Time:
2017-03-02 14:47:58
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
751978 Vicor Corp VICR Electronic Components, Nec (3679) 042742817
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1254402 A James Simms 25 Frontage Rd.
Andover MA 01810
Cfo And Secretary Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-02-28 3,541 $5.35 48,541 No 4 M Direct
Common Stock Disposition 2017-02-28 3,541 $16.09 45,000 No 4 S Direct
Common Stock Acquisiton 2017-02-28 11,459 $5.35 56,459 No 4 M Direct
Common Stock Disposition 2017-02-28 11,459 $16.14 45,000 No 4 S Direct
Common Stock Acquisiton 2017-02-28 10,000 $6.29 55,000 No 4 M Direct
Common Stock Disposition 2017-02-28 10,000 $16.14 45,000 No 4 S Direct
Common Stock Acquisiton 2017-02-28 7,541 $8.38 52,541 No 4 M Direct
Common Stock Disposition 2017-02-28 7,541 $16.14 45,000 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non Qualified Stock Option Disposition 2017-02-28 3,541 $0.00 3,541 $5.35
Common Stock Non Qualified Stock Option Disposition 2017-02-28 11,459 $0.00 11,459 $5.35
Common Stock Non Qualified Stock Option Disposition 2017-02-28 10,000 $0.00 10,000 $6.29
Common Stock Non Qualified Stock Option Disposition 2017-02-28 7,541 $0.00 7,541 $8.38
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
144,871 2023-05-14 No 4 M Direct
133,412 2023-05-14 No 4 M Direct
123,412 2014-06-17 2023-06-17 No 4 M Direct
115,871 2016-06-17 2023-06-17 No 4 M Direct
Footnotes
  1. Granted Under the Company's Amended and Restated 2000 Stock Option and Incentive Plan and vest over a five year period.