Filing Details
- Accession Number:
- 0001601712-17-000034
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-03-01 16:40:43
- Reporting Period:
- 2017-02-28
- Filing Date:
- 2017-03-01
- Accepted Time:
- 2017-03-01 16:40:43
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1601712 | Synchrony Financial | SYF | Finance Services (6199) | 510483352 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1614718 | M Margaret Keane | C/O Synchrony Financial 777 Long Ridge Road Stamford CT 06902 | See Remarks | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-02-28 | 9,000 | $24.55 | 370,206 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-02-28 | 9,000 | $36.13 | 361,206 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-02-28 | 2,500 | $36.13 | 358,706 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2017-02-28 | 9,000 | $0.00 | 9,000 | $24.55 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 569,652 | 2024-09-17 | No | 4 | M | Direct |
Footnotes
- These transactions were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 22, 2016.
- This price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.76 to $36.76. Information regarding the number of shares sold at each price will be provided upon request.
- This price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.79 to $36.77. Information regarding the number of shares sold at each price will be provided upon request.
- The reporting person was awarded 79,815 employee stock options on September 17, 2014, which vest in five equal annual installments of 20% each, beginning on the first anniversary of the grant date.
Billionaire Hedge Funds
