Filing Details
- Accession Number:
- 0001234778-17-000003
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-02-28 18:46:09
- Reporting Period:
- 2017-02-27
- Filing Date:
- 2017-02-28
- Accepted Time:
- 2017-02-28 18:46:09
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1097149 | Align Technology Inc | ALGN | Orthopedic, Prosthetic & Surgical Appliances & Supplies (3842) | 943267295 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1215490 | Joseph Lacob | C/O Align Technology, Inc. 2560 Orchard Parkway San Jose CA 95131 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-02-27 | 10,000 | $22.67 | 410,988 | No | 4 | M | Indirect | Trust for reporting person |
| Common Stock | Acquisiton | 2017-02-27 | 10,000 | $16.01 | 420,988 | No | 4 | M | Indirect | Trust for reporting person |
| Common Stock | Disposition | 2017-02-27 | 40,000 | $102.45 | 380,988 | No | 4 | S | Indirect | Trust for reporting person |
| Common Stock | Disposition | 2017-02-28 | 10,000 | $103.55 | 370,988 | No | 4 | S | Indirect | Trust for reporting person |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Indirect | Trust for reporting person |
| No | 4 | M | Indirect | Trust for reporting person |
| No | 4 | S | Indirect | Trust for reporting person |
| No | 4 | S | Indirect | Trust for reporting person |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Right to Buy (Common Stock) | Disposition | 2017-02-27 | 10,000 | $0.00 | 10,000 | $22.67 |
| Common Stock | Right to Buy (Common Stock) | Disposition | 2017-02-27 | 10,000 | $0.00 | 10,000 | $16.01 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2017-05-23 | No | 4 | M | Direct | |
| 0 | 2017-05-20 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 148,767 | Indirect | Trust for children |
Footnotes
- The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $102.18 to $102.83, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $103.50 to $103.74, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- Represents an option that became fully vested and exercisable on May 15, 2008.
- Represents an option that became fully vested and exercisable on May 20, 2010.
Billionaire Hedge Funds
