Filing Details

Accession Number:
Form Type:
Zero Holdings:
Publication Time:
2017-02-28 17:47:00
Reporting Period:
Filing Date:
Accepted Time:
2017-02-28 17:47:00
SEC Url:
Form 4 Filing
Cik Name Symbol Sector (SIC) IRS No
789132 Spectranetics Corp SPNC Electromedical & Electrotherapeutic Apparatus (3845) 840997049
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1396270 Shahriar Matin 9965 Federal Drive
Colorado Springs CO 80921
Chief Operating Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Spnc Common Stock Acquisiton 2017-02-24 40,000 $10.90 138,450 No 4 M Direct
Spnc Common Stock Disposition 2017-02-24 19,000 $27.90 119,450 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Spnc Common Stock SPNC Common Stock Disposition 2017-02-24 40,000 $0.00 40,000 $10.90
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
10,000 2017-04-17 No 4 M Direct
  1. Sold pursuant to Mr. Matin's 10b5-1 plan dated 12/14/2016.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.85 to $28.10, inclusive. The reporting person undertakes to provide to The Spectranetics Corporation, any security holder of The Spectranetics Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
  3. Grant date 4/17/2007. Options vest over four years with 25% vested on 4/17/2008 and 6.25% vests each calendar quarter thereafter. 100% fully vested on 4/17/2011.