Filing Details

Accession Number:
0001351285-17-000014
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-02-24 16:54:23
Reporting Period:
2017-02-22
Filing Date:
2017-02-24
Accepted Time:
2017-02-24 16:54:23
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1351285 Rosetta Stone Inc RST Services-Prepackaged Software (7372) 043837082
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1549271 M Thomas Pierno C/O Rosetta Stone Inc.
1621 North Kent Street, Suite 1200
Arlington VA 22209
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-02-22 31,834 $0.00 107,410 No 4 A Direct
Common Stock Disposition 2017-02-23 2,099 $7.63 105,311 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 S Direct
Footnotes
  1. These shares are subject to forfeiture restrictions that lapse one-quarter per annum beginning one year from February 22, 2017, the date of grant.
  2. Includes 69,507 shares of restricted common stock on which forfeiture restrictions have not yet lapsed.
  3. This number represents shares of Common Stock sold to satisfy the income tax obligation due upon the vesting of 5,320 shares of restricted stock relating to grants dated February 21, 2013, and February 19, 2016, based upon prior designated instructions.
  4. This transaction was executed in multiple trades at the same price of $7.6317 per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or security holder of the issuer, full information regarding the number of shares sold at each transaction.