Filing Details
- Accession Number:
- 0001127602-17-008207
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-02-24 16:07:43
- Reporting Period:
- 2017-02-22
- Filing Date:
- 2017-02-24
- Accepted Time:
- 2017-02-24 16:07:43
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 62709 | Marsh & Mclennan Companies Inc. | MMC | Insurance Agents, Brokers & Service (6411) | 362668272 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1319853 | Scott E Gilbert | 1166 Avenue Of The Americas New York NY 10036 | Svp, Chief Information Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-02-22 | 41,474 | $0.00 | 74,987 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-02-22 | 41,474 | $72.77 | 33,513 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options (Right to Buy) | Acquisiton | 2017-02-22 | 33,312 | $0.00 | 33,312 | $73.20 |
| Common Stock | Restricted Stock Units | Acquisiton | 2017-02-22 | 3,416 | $0.00 | 3,416 | $0.00 |
| Common Stock | Restricted Stock Units | Acquisiton | 2017-02-22 | 6,251 | $0.00 | 6,251 | $0.00 |
| Common Stock | Stock Options (Right to Buy) | Disposition | 2017-02-22 | 41,474 | $0.00 | 41,474 | $30.60 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 33,312 | 2027-02-21 | No | 4 | A | Direct | |
| 12,888 | No | 4 | A | Direct | ||
| 19,139 | No | 4 | A | Direct | ||
| 0 | 2021-02-20 | No | 4 | M | Direct |
Footnotes
- These options were granted on February 22, 2017 and vest in four equal annual installments on February 22nd of 2018, 2019, 2020 and 2021.
- The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.
- These restricted stock units vest in three equal annual installments on February 28th of 2018, 2019 and 2020.
- Not Applicable.
- These restricted stock units relate to performance stock units that were granted on February 24, 2014 for the performance period 2014-2016. The performance factor for these performance stock units was determined on February 22, 2017.
- These options were granted on February 21, 2011 and vested in four equal annual installments on February 21st of 2012, 2013, 2014 and 2015.
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