Filing Details

Accession Number:
0001127602-17-008124
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-02-24 12:12:35
Reporting Period:
2017-02-22
Filing Date:
2017-02-24
Accepted Time:
2017-02-24 12:12:35
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1674862 Ashland Global Holdings Inc ASH () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1434786 M Luis Fernandez-Moreno 8145 Blazer Drive
Wilmington DE 19808
Senior Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-02-22 2,875 $69.15 48,865 No 4 M Direct
Common Stock Disposition 2017-02-22 2,051 $123.85 63,226 No 4 F Direct
Common Stock Acquisiton 2017-02-22 6,500 $89.69 55,365 No 4 M Direct
Common Stock Disposition 2017-02-22 5,317 $123.85 57,909 No 4 F Direct
Common Stock Acquisiton 2017-02-22 4,912 $112.91 60,277 No 4 M Direct
Common Stock Disposition 2017-02-22 4,627 $123.85 53,282 No 4 F Direct
Common Stock Acquisiton 2017-02-22 5,000 $111.89 65,277 No 4 M Direct
Common Stock Disposition 2017-02-22 4,683 $123.85 48,599 No 4 F Direct
Common Stock Disposition 2017-02-22 2,609 $123.85 45,990 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 M Direct
No 4 F Direct
No 4 M Direct
No 4 F Direct
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Appreciation Right Disposition 2017-02-22 2,875 $0.00 2,875 $69.15
Common Stock Stock Appreciation Right Disposition 2017-02-22 6,500 $0.00 6,500 $89.69
Common Stock Stock Appreciation Right Disposition 2017-02-22 4,912 $0.00 4,912 $112.91
Common Stock Stock Appreciation Right Disposition 2017-02-22 5,000 $0.00 5,000 $111.89
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2013-11-26 2022-12-26 No 4 M Direct
0 2014-11-13 2023-12-13 No 4 M Direct
1,638 2015-11-12 2024-12-12 No 4 M Direct
5,000 2016-11-18 2025-12-18 No 4 M Direct
Footnotes
  1. Includes 29,418 shares of unvested Restricted Stock.
  2. Payment of exercise price and tax liability by withholding securities incident to the exercise of Stock Appreciation Rights referenced in footnote 6 below.
  3. Payment of exercise price and tax liability by withholding securities incident to the exercise of Stock Appreciation Rights referenced in footnote 7 below.
  4. Payment of exercise price and tax liability by withholding securities incident to the exercise of Stock Appreciation Rights referenced in footnote 8 below.
  5. Payment of exercise price and tax liability by withholding securities incident to the exercise of Stock Appreciation Rights referenced in footnote 9 below.
  6. Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year.
  7. Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year.
  8. Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year.
  9. Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year.