Filing Details
- Accession Number:
- 0001140361-17-008988
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-02-24 11:55:42
- Reporting Period:
- 2016-12-23
- Filing Date:
- 2017-02-24
- Accepted Time:
- 2017-02-24 11:55:42
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1599891 | Sunshine Bancorp Inc. | SBCP | Savings Institution, Federally Chartered (6035) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1687981 | T James Swann | 102 West Baker Street Plant City FL 33563 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2016-12-23 | 500 | $17.03 | 19,784 | No | 4 | S | Indirect | By IRA |
| Common Stock | Disposition | 2016-12-27 | 14,132 | $17.01 | 5,652 | No | 4 | S | Indirect | By IRA |
| Common Stock | Disposition | 2016-12-30 | 352 | $17.00 | 5,300 | No | 4 | S | Indirect | By IRA |
| Common Stock | Disposition | 2017-01-03 | 300 | $17.00 | 5,000 | No | 4 | S | Indirect | By IRA |
| Common Stock | Disposition | 2017-01-04 | 5,000 | $17.20 | 0 | No | 4 | S | Indirect | By IRA |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | By IRA |
| No | 4 | S | Indirect | By IRA |
| No | 4 | S | Indirect | By IRA |
| No | 4 | S | Indirect | By IRA |
| No | 4 | S | Indirect | By IRA |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 110,646 | Indirect | By Trust |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options | $14.50 | 2017-10-31 | 2026-10-31 | 3,000 | 3,000 | Direct |
| Common Stock | Stock Options | $10.41 | 2016-10-31 | 2024-07-01 | 5,323 | 5,323 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2026-10-31 | 3,000 | 3,000 | Direct |
| 2024-07-01 | 5,323 | 5,323 | Direct |
Footnotes
- Stock options vest at a rate of 20% per year commencing on October 31, 2017.
Billionaire Hedge Funds
