Filing Details
- Accession Number:
- 0001222113-17-000001
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-02-23 17:24:39
- Reporting Period:
- 2017-02-21
- Filing Date:
- 2017-02-23
- Accepted Time:
- 2017-02-23 17:24:39
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 820318 | Ii-Vi Inc | IIVI | Optical Instruments & Lenses (3827) | 251214948 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1222113 | E Y Marc Pelaez | C/O Ii-Vi Incorporated 375 Saxonburg Blvd Saxonburg PA 16056 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-02-21 | 20,000 | $15.42 | 63,245 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-02-21 | 23,000 | $10.04 | 86,245 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-02-21 | 25,833 | $39.03 | 60,412 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Option (Right to Buy) | Acquisiton | 2017-02-21 | 20,000 | $0.00 | 20,000 | $15.42 |
| Common Stock | Option (Right to Buy) | Acquisiton | 2017-02-21 | 23,000 | $0.00 | 23,000 | $10.04 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2018-02-09 | No | 4 | M | Direct | |
| 0 | 2019-02-07 | No | 4 | M | Direct |
Footnotes
- Represents the weighted average of multiple sales transactions ranging in price from $39.05 to $39.11. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
- The options previously were reported as covering 10,000 shares at an exercise price of $30.83 per share but were adjusted to reflect a 2-for-1 stock split that occurred on June 27, 2011.
- The options vested in five equal annual installments beginning on February 9, 2009.
- The options previously were reported as covering 11,500 shares at an exercise price of $20.08 per share but were adjusted to reflect a 2-for-1 stock split that occurred on June 27, 2011.
- The options vested in five equal annual installments beginning on February 7, 2010.
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