Filing Details

Accession Number:
0001039828-17-000016
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-02-23 17:10:45
Reporting Period:
2017-02-21
Filing Date:
2017-02-23
Accepted Time:
2017-02-23 17:10:45
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1039828 American Equity Investment Life Holding Co AEL Life Insurance (6311) 421447959
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1468460 James Ronald Grensteiner 6000 Westown Parkway
West Des Moines IA 50266
Executive Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-02-21 10,000 $10.85 94,249 No 4 M Direct
Common Stock Disposition 2017-02-21 10,000 $27.71 84,249 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Options - Right to Buy Disposition 2017-02-21 10,000 $10.85 10,000 $10.85
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2011-06-11 2018-06-11 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 10,698 Indirect By ESOP
Footnotes
  1. This transaction was executed in multiple trades at prices ranging from $27.58 to $27.765. The price reported in column 4 is an average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold and the prices at which the transactions were settled.
  2. Reflects ESOP allocations that have occurred since the date of the reporting person's last ownership report.