Filing Details

Accession Number:
0001209191-17-013778
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-02-23 16:24:54
Reporting Period:
2017-02-21
Filing Date:
2017-02-23
Accepted Time:
2017-02-23 16:24:54
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1327688 Ooma Inc OOMA Services-Computer Processing & Data Preparation (7374) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1646144 A. James Gustke C/O Ooma, Inc.
1880 Embarcadero Road
Palo Alto CA 94303
Vice President Of Marketing No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2017-02-21 6,000 $10.07 208,327 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Employee Stock Option (right to buy) $10.20 2027-02-13 8,000 8,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2027-02-13 8,000 8,000 Direct
Footnotes
  1. Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.
  2. The range of prices for the shares of Common Stock is from $9.90 to $10.25. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.
  3. 1/8th of the shares subject to the option will vest and become exercisable on September 15, 2017 and 1/16th of the shares subject to the option shall vest and become exercisable on the same day of every third month thereafter.