Filing Details

Accession Number:
0001062993-17-001076
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-02-23 16:15:24
Reporting Period:
2017-02-21
Filing Date:
2017-02-23
Accepted Time:
2017-02-23 16:15:24
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1041514 Net 1 Ueps Technologies Inc UEPS Functions Related To Depository Banking, Nec (6099) 980171860
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1302353 Nitin Soma President Place, 4Th Floor Cnr.
Jan Smuts Ave. And Bolton Rd.
Rosebank, Johannesburg T3
Vice President, Info Tech No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-02-21 1,402 $7.35 56,063 No 4 M Direct
Common Stock Disposition 2017-02-21 12,623 $12.87 43,440 No 4 S Direct
Common Stock Disposition 2017-02-22 7,112 $12.84 36,328 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2017-02-21 1,402 $0.00 1,402 $7.35
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2023-08-21 No 4 M Direct
Footnotes
  1. Includes 11,222 shares of issuer common stock which represents part of a grant of restricted stock, one-third of which vested on each of the first, second and third anniversaries of the grant date, February 8, 2012, provided the recipient was an employee on such dates.
  2. Sale prices for the transactions reported here range from $12.82 to $13.04. Full information regarding the number of shares sold at each separate price will be provided to the SEC, the issuer or its shareholders upon request.
  3. Represents part of a grant of restricted stock, one-third of which vested on each of the first, second and third anniversaries of the grant date, February 8, 2012, provided the recipient was an employee on such dates.
  4. Sale prices for the transactions reported here range from $12.82 to $12.87. Full information regarding the number of shares sold at each separate price will be provided to the SEC, the issuer or its shareholders upon request.
  5. The options became exercisable in three equal annual installments commencing on August 21, 2014.