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Home > Insider Trading > Filing (0000707549-17-000023)

Filing Details

Accession Number:
0000707549-17-000023
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-02-22 19:38:37
Reporting Period:
2017-02-17
Filing Date:
2017-02-22
Accepted Time:
2017-02-22 19:38:37
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
707549 Lam Research Corp LRCX Special Industry Machinery, Nec (3559) 942634797
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1469469 R Douglas Bettinger
4650 Cushing Parkway
Fremont CA 94538		 Evp, Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Show Other Fields >>
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2017-02-17 2,699 $114.90 41,400 No 4 F Direct
Common Stock Acquisiton 2017-02-17 36,223 $114.90 77,623 No 4 M Direct
Common Stock Disposition 2017-02-21 3,741 $114.90 73,882 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 F Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Show Other Fields >>
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Market-based Performance Restricted Stock Unit Disposition 2017-02-17 24,149 $0.00 24,149 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 M Direct
Footnotes
  1. Amount reported includes shares subject to unvested Restricted Stock Units.
  2. On 2/18/14, the Reporting Person received a target grant of 24,149 Market-based Performance Restricted Stock Units vesting between 0% and 150% on 2/18/17. The performance of this award was based on the Lam Research Total Shareholder Return performance relative to the Philadelphia Semiconductor Sector Index Total Shareholder Return during the performance period of 2/18/14 to 2/17/17. The performance payout was approved at 150% of target.
  3. Shares sold pursuant to 10b5-1 Trading Plan.
  4. These Market-based Performance Restricted Stock Units vest between 0% and 150% on 2/18/17. The performance of this award is based on the Lam Research Total Shareholder Return performance relative to the Philadelphia Semiconductor Sector Index Total Shareholder Return during the performance period of 2/18/14 to 2/17/17.