Filing Details

Accession Number:
0001509432-17-000011
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-02-22 19:37:23
Reporting Period:
2017-02-20
Filing Date:
2017-02-22
Accepted Time:
2017-02-22 19:37:23
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1509432 Rpx Corp RPXC Patent Owners & Lessors (6794) 262990113
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1542453 S Steven Swank C/O Rpx Corporation
One Market Plaza, Steuart Tower Ste. 800
San Francisco CA 94105
Senior Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-02-20 10,314 $0.00 16,554 No 4 M Direct
Common Stock Disposition 2017-02-20 3,847 $11.49 12,707 No 4 F Direct
Common Stock Disposition 2017-02-22 4,127 $11.38 8,580 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units Disposition 2017-02-20 4,063 $0.00 4,063 $0.00
Common Stock Restricted Stock Units Disposition 2017-02-20 1,563 $0.00 1,563 $0.00
Common Stock Restricted Stock Units Disposition 2017-02-20 2,188 $0.00 2,188 $0.00
Common Stock Restricted Stock Units Disposition 2017-02-20 2,500 $0.00 2,500 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2013-05-20 No 4 M Direct
6,250 No 4 M Direct
17,500 2015-05-20 No 4 M Direct
30,000 2016-05-20 No 4 M Direct
Footnotes
  1. The transaction reported was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on August 31, 2016.
  2. The price reported in column 4 is the weighted average price. The shares were sold in multiple transactions ranging from $11.34 to $11.42, inclusive. The reporting person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
  3. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. The units were awarded at no cost to Reporting Person.
  4. 6.25% of the 65,000 stock units subject to the award vest on this date and 6.25% of the shares subject to the award vest in equal quarterly installments thereafter, provided that Reporting Person remains in continuous service through each vest date. The quarterly vest dates are February 20, May 20, August 20 and November 20.
  5. 6.25% of the 25,000 stock units subject to the award vest on May 20, 2014 and 6.25% of the shares subject to the award vest in equal quarterly installments thereafter, provided that Reporting Person remains in continuous service through each vest date. The quarterly vest dates are February 20, May 20, August 20 and November 20.
  6. 6.25% of the 35,000 stock units subject to the award vest on this date and 6.25% of the shares subject to the award vest in equal quarterly installments thereafter, provided that Reporting Person remains in continuous service through each vest date. The quarterly vest dates are February 20, May 20, August 20 and November 20.
  7. 6.25% of the 40,000 stock units subject to the award vest on this date and 6.25% of the shares subject to the award vest in equal quarterly installments thereafter, provided that Reporting Person remains in continuous service through each vest date. The quarterly vest dates are February 20, May 20, August 20 and November 20.