Filing Details

Accession Number:
0001209191-17-013315
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-02-22 16:48:42
Reporting Period:
2017-02-17
Filing Date:
2017-02-22
Accepted Time:
2017-02-22 16:48:42
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
887733 Central Garden & Pet Co CENT Wholesale-Miscellaneous Nondurable Goods (5190) 680275553
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1514157 A. George Yuhas C/o Central Garden & Pet Company
1340 Treat Blvd, Suite 600
Walnut Creek CA 94597
General Counsel No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2017-02-17 12,500 $10.63 64,325 No 4 M Direct
Class A Common Stock Disposition 2017-02-17 8,512 $33.65 55,813 No 4 F Direct
Class A Common Stock Acquisiton 2017-02-17 11,750 $13.82 67,563 No 4 M Direct
Class A Common Stock Disposition 2017-02-17 8,451 $33.65 59,112 No 4 F Direct
Class A Common Stock Disposition 2017-02-22 7,287 $32.46 51,825 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Stock Option (Right to Buy) Disposition 2017-02-17 12,500 $0.00 12,500 $10.63
Class A Common Stock Stock Option (Right to Buy) Disposition 2017-02-17 11,750 $0.00 11,750 $13.82
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
37,500 2021-03-31 No 4 M Direct
35,250 2022-01-29 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Units 3,652 Indirect By 401(k) Plan
Footnotes
  1. Shares withheld by the Issuer in payment of the aggregate option exercise price and withholding tax liability incurred upon the above-reported exercise of options. The amount of shares withheld is based on the respective average of the high and low sales prices on the date of exercise.
  2. The range of prices for the shares of Class A Common Stock is from $33.265 to $33.354. Mr. Yuhas undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.
  3. The units represent interests in the CENTA Stock Fund in the Issuer's 401(k) Plan, which consist of shares of CENTA stock and cash.
  4. The options shall vest in four increments of 25% on March 31, 2016, 2017, 2018 and 2019.
  5. The options shall vest in four increments of 25% on January 29, 2017, 2018, 2019 and 2020.