Filing Details
- Accession Number:
- 0001593968-17-000343
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-02-22 10:21:22
- Reporting Period:
- 2017-02-17
- Filing Date:
- 2017-02-22
- Accepted Time:
- 2017-02-22 10:21:22
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1466026 | Midland States Bancorp Inc. | MSBI | State Commercial Banks (6022) | 371233196 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1526239 | A. Sharon Schaubert | 1201 Network Centre Dr. Effingham IL 62401 | Svp Banking Services | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-02-17 | 7,500 | $15.20 | 21,562 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-02-17 | 3,170 | $18.16 | 24,732 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-02-17 | 10,670 | $34.99 | 14,062 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-02-17 | 7,500 | $11.75 | 21,562 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-02-17 | 2,508 | $35.14 | 19,054 | No | 4 | F | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Option (right to buy) | Disposition | 2017-02-17 | 7,500 | $0.00 | 7,500 | $15.20 |
| Common Stock | Option (right to buy) | Disposition | 2017-02-17 | 7,500 | $0.00 | 7,500 | $11.75 |
| Common Stock | Option (right to buy) | Disposition | 2017-02-17 | 3,170 | $0.00 | 3,170 | $18.16 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2019-12-31 | No | 4 | M | Direct | |
| 0 | 2019-06-22 | No | 4 | M | Direct | |
| 0 | 2020-12-06 | No | 4 | M | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Option (right to buy) | $16.00 | 2022-12-13 | 3,960 | 3,960 | Direct | |
| Common Stock | Option (right to buy) | $16.59 | 2023-12-10 | 4,473 | 4,473 | Direct | |
| Common Stock | Option (right to buy) | $23.00 | 2025-11-03 | 8,261 | 8,261 | Direct | |
| Common Stock | Option (right to buy) | $14.75 | 2021-12-16 | 3,905 | 3,905 | Direct | |
| Common Stock | Option (right to buy) | $21.00 | 2024-12-02 | 5,702 | 5,702 | Direct | |
| Common Stock | Option (right to buy) | $18.00 | 2024-08-05 | 10,000 | 10,000 | Direct | |
| Common Stock | Option (right to buy) | $28.59 | 2026-11-16 | 4,157 | 4,157 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2022-12-13 | 3,960 | 3,960 | Direct |
| 2023-12-10 | 4,473 | 4,473 | Direct |
| 2025-11-03 | 8,261 | 8,261 | Direct |
| 2021-12-16 | 3,905 | 3,905 | Direct |
| 2024-12-02 | 5,702 | 5,702 | Direct |
| 2024-08-05 | 10,000 | 10,000 | Direct |
| 2026-11-16 | 4,157 | 4,157 | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.85 - $35.10 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnote 1 to this form.
- These options vest in four equal annual installments beginning one year after the 12/31/2009 date of grant.
- These options vest in four equal annual installments beginning one year after the 06/22/2009 date of grant.
- These options vest in four equal annual installments beginning one year after the 12/06/2010 date of grant.
- These options vest in four equal annual installments beginning one year after the 12/13/2012 date of grant.
- These options vest in four equal annual installments beginning one year after the 12/10/2013 date of grant.
- These options vest in four equal annual installments beginning one year after the 11/03/2015 date of grant.
- These options vest in four equal annual installments beginning one year after the 12/16/2011 date of grant.
- These options vest in four equal annual installments beginning one year after the 12/02/2014 date of grant.
- Such options will vest on 12/31/2017 if specific performance metrics are satisfied, as determined by the Board of Directors.
- These options vest in four equal annual installments beginning one year after the 11/16/2016 date of grant.
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