Filing Details

Accession Number:
0001493152-17-001807
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2017-02-22 09:40:44
Reporting Period:
2017-02-13
Filing Date:
2017-02-22
Accepted Time:
2017-02-22 09:40:44
Original Submission Date:
2017-02-15
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1482541 Surna Inc. SRNA Agricultural Services (700) 273911608
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1608502 Marie Brandy Keen 6519 Steeple Rock Dr
Frederick CO 80516
Vp Sales, Secretary Yes Yes Yes No
1608505 Banks Stephen Keen 6519 Steeple Rock Dr
Frederick CO 80516
Director Of Technology Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2017-02-13 55,000 $0.16 32,409,669 No 4 S Direct
Common Stock Disposition 2017-02-14 50,000 $0.18 32,359,669 No 4 S Direct
Common Stock Disposition 2017-02-15 70,000 $0.17 32,289,669 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
Footnotes
  1. The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting persons on December 12, 2016.
  2. Shares sold from joint account of the reporting persons.
  3. Originally reported as a disposition of 65,000 shares; the correct amount of the disposition is 70,000 shares.