Filing Details
- Accession Number:
- 0001437749-17-002910
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-02-21 20:30:15
- Reporting Period:
- 2017-02-16
- Filing Date:
- 2017-02-21
- Accepted Time:
- 2017-02-21 20:30:15
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1120914 | Pdf Solutions Inc | PDFS | Services-Computer Programming Services (7371) | 251701361 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1233112 | Cornelis Hartgring | 333 W. San Carlos St. Suite 1000 San Jose CA 95110 | Vice President, Css | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-02-16 | 10,855 | $0.00 | 47,441 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-02-16 | 17,952 | $0.00 | 29,489 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-02-17 | 981 | $0.00 | 28,508 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options (Right to Buy) | Disposition | 2017-02-16 | 1,688 | $6.21 | 1,688 | $6.21 |
| Common Stock | Stock Options (Right to Buy) | Disposition | 2017-02-16 | 2,500 | $8.79 | 2,500 | $8.79 |
| Common Stock | Stock Options (Right to Buy) | Disposition | 2017-02-16 | 6,667 | $8.79 | 6,667 | $8.79 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2021-05-26 | No | 4 | M | Direct | |
| 0 | 2022-05-22 | No | 4 | M | Direct | |
| 0 | 2022-05-22 | No | 4 | M | Direct |
Footnotes
- Includes exercise of fully vested stock options grants awarded to the Reporting person on May 22, 2011 and on May 22, 2012
- Includes 1,561 shares of common stock that were purchased on January 31, 2017 under the PDF Employee Stock Purchase Plan
- Average weighted sale price for shares disposed of in the reported transaction. The shares were sold in multiple brokers' transactions at various market prices per share ranging from $22.00 to $22.52.
- Average weighted sale price for shares disposed of in the reported transaction. The shares were sold in multiple brokers' transactions at various market prices per share ranging from $22.134 to $22.1596.
- Earliest vesting date of the stock options granted on May, 27, 2011 was June 27, 2011 with 1/48th of the total shares vesting monthly until fully vested on June 27, 2014.
- 1/4th of the total number of shares subject to option vested on May 22, 2012 and 1/4th of the total shares vested each anniversary of the grant date, fully vested on May 22, 2015.
- Earliest vesting date of the total stock options granted on May 22, 2012 was June 22, 2012 1/48th of the total shares vesting monthly until fully vested on June 22, 2016.
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