Filing Details
- Accession Number:
- 0001122904-17-000065
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-02-21 18:14:20
- Reporting Period:
- 2017-02-17
- Filing Date:
- 2017-02-21
- Accepted Time:
- 2017-02-21 18:14:20
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1122904 | Netgear Inc | NTGR | Telephone & Telegraph Apparatus (3661) | 770419172 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1447385 | Wonki Andrew Kim | C/O Netgear, Inc. 350 E. Plumeria Dr. San Jose CA 95134 | Svp, Legal And Corp. Dev. | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-02-17 | 521 | $32.54 | 22,141 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-02-17 | 521 | $32.52 | 22,662 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-02-17 | 521 | $31.28 | 23,183 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-02-17 | 1,563 | $55.90 | 21,620 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-02-17 | 417 | $55.90 | 21,620 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2017-02-17 | 521 | $0.00 | 521 | $32.54 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2017-02-17 | 521 | $0.00 | 521 | $32.52 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2017-02-17 | 521 | $0.00 | 521 | $31.28 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 1,563 | 2023-05-16 | No | 4 | M | Direct | |
| 8,334 | 2024-06-03 | No | 4 | M | Direct | |
| 14,584 | 2025-06-02 | No | 4 | M | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | $39.53 | 2026-03-24 | 25,000 | 25,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2026-03-24 | 25,000 | 25,000 | Direct |
Footnotes
- The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 29, 2016.
- The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 12, 2016
- Includes 417 shares acquired under the NETGEAR, Inc. Employee Stock Purchase Plan
- 25% of the option grant is exerciseable on 5/16/2014, and 1/48 of the option grant is exerciseable each month thereafter.
- 25% of the option grant is exercisable on 6/3/2015, and 1/48 of the option grant is exercisable each month thereafter.
- This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates.
Billionaire Hedge Funds
