Filing Details

Accession Number:
0000750556-17-000051
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-02-21 16:41:05
Reporting Period:
2017-02-17
Filing Date:
2017-02-21
Accepted Time:
2017-02-21 16:41:05
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
750556 Suntrust Banks Inc STI National Commercial Banks (6021) 581575035
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1352118 E Thomas Freeman 303 Peachtree Street, N.e.
Atlanta GA 30308
Corp. Evp & Consumer Executive No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2017-02-17 74,878 $0.00 148,271 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 652 Indirect 401(k)
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Phantom Stock Units $0.00 1,554 1,554 Direct
Common Stock Phantom Stock $0.00 2018-02-10 3,111 3,111 Direct
Common Stock Phantom Stock $0.00 2018-02-09 2018-02-09 3,458 3,458 Direct
Common Stock Phantom Stock $0.00 2019-02-09 2019-02-09 3,459 3,459 Direct
Common Stock Phantom Stock $0.00 2018-02-09 2018-02-09 22,617 22,617 Direct
Common Stock Phantom Stock $0.00 2019-02-09 2019-02-09 22,618 22,618 Direct
Common Stock Option $64.58 2011-02-12 2018-02-12 81,400 81,400 Direct
Common Stock Phantom Stock $0.00 2017-02-21 2017-02-21 14,009 14,009 Direct
Common Stock Phantom Stock $0.00 2020-02-14 2020-02-14 5,774 5,774 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
1,554 1,554 Direct
3,111 3,111 Direct
2018-02-09 3,458 3,458 Direct
2019-02-09 3,459 3,459 Direct
2018-02-09 22,617 22,617 Direct
2019-02-09 22,618 22,618 Direct
2018-02-12 81,400 81,400 Direct
2017-02-21 14,009 14,009 Direct
2020-02-14 5,774 5,774 Direct
Footnotes
  1. Sold at prices ranging from $59.09 to $59.61.
  2. Represents time-vested restricted stock units granted on February 9, 2016 under the SunTrust Banks, Inc. 2009 Stock Plan. the plan is exempt under Rule 16b-03. Units will be settled in shares. The award agreement contains tax withholding features which allow us to withhold units to satisfy withholding obligations.
  3. Because the stock fund component of the 401(k) Plan is accounted for in unit accounting, the number of share equivalents varies based on the closing price of SunTrust stock on the applicable measurement date.
  4. The phantom stock units were acquired under SunTrust Banks, Inc.'s Deferred Compensation Plan. These securities convert to common stock on a one-for-one basis.
  5. Granted pursuant to the SunTrust Banks, Inc. 2000 Stock Plan. Includes shares acquired upon dividend reinvestment.
  6. Represents time-vested restricted stock units granted on February 10, 2015 under the 2009 Stock Plan. the Plan is exempt under Rule 16b-3. The restricted stock unit award agreements contain tax withholding features which allow us to withhold units to satisfly withholding obligations. Units will be settled in shares.
  7. Represents restricted stock unit award granted on February 21, 2014 under the SunTrust Banks, Inc. 2009 Stock Plan. The plan is exempt under Rule 16b-3. Transaction represents the satisfaction of EPS/TSR/ROTCE performance conditions. The Restricted Stock Unit award agreements contain tax withholding provisions which allow us to satisfy tax withholding obligations by netting shares. Award will vest on February 21, 2017 and will be settled in shares of common stock.
  8. Represents time-vested restricted stock unit award granted on February 14, 2017 under the SunTrust Banks, Inc. 2009 Stock Plan. The plan is exempt under Rule 16b-3. Award will vest on February 14, 2020 and will be settled in Shares of common stock. The Restricted Unit award agreements contain tax withholding provisions which allow us to satisfy tax withholding obligations by netting shares.