Home > Insider Trading > Filing (0001127602-17-007347)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1137774	Prudential Financial Inc	PRU	Life Insurance (6311)	223703799

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1602678	Robert Axel	751 Broad Street, 4Th Floor Attn. Corporate Compliance Newark NJ 07102	Svp And Controller	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2017-02-16	1,003	$87.45	3,235	No	4	M	Direct
Common Stock	Acquisiton	2017-02-16	3,369	$78.08	6,604	No	4	M	Direct
Common Stock	Acquisiton	2017-02-16	2,103	$63.59	8,707	No	4	M	Direct
Common Stock	Acquisiton	2017-02-16	1,386	$84.53	10,093	No	4	M	Direct
Common Stock	Acquisiton	2017-02-16	1,551	$57.00	11,644	No	4	M	Direct
Common Stock	Disposition	2017-02-16	5,861	$112.04	5,783	No	4	S	Direct
Common Stock	Disposition	2017-02-16	2,937	$112.01	2,846	No	4	S	Direct
Common Stock	Disposition	2017-02-16	2,015	$111.97	831	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	3/11/2014 Employee Stock Option (right to buy)	Disposition	2017-02-16	1,003	$0.00	1,003	$87.45
Common Stock	2015 Employee Stock Option (Right to Buy)	Disposition	2017-02-16	3,369	$0.00	3,369	$78.08
Common Stock	2016 Employee Stock Option (Right to Buy)	Disposition	2017-02-16	2,103	$0.00	2,103	$63.59
Common Stock	2014 Employee Stock Option (Right to Buy)	Disposition	2017-02-16	1,386	$0.00	1,386	$84.53
Common Stock	2013 Employee Stock Option (Right to Buy)	Disposition	2017-02-16	1,551	$0.00	1,551	$57.00

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
502	2024-03-11	No	4	M	Direct
1,685	2025-02-10	No	4	M	Direct
4,207	2026-02-09	No	4	M	Direct
0	2024-02-11	No	4	M	Direct
0	2023-02-12	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	961	Indirect	By 401(k)

Footnotes

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $112.04 to $112.06, inclusive. The reporting person undertakes to provide to Prudential Financial, Inc., any security holder of Prudential Financial, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
Following the transactions reported on this Form 4, Mr. Axel continues to hold 831 shares directly and 961 shares indirectly in a 401(k) account. Mr. Axel also holds an additional 8,419 unvested stock options and 5,468 target performance shares (the exact number awarded being dependent on achievement of performance goals).
The options vest in three equal annual installments beginning on March 11, 2015.
The options vest in three equal annual installments beginning on February 10, 2016.
The options vest in three equal annual installments beginning on February 9, 2017.
The options vest in three equal annual installments beginning on February 11, 2015.
The options vest in three equal annual installments beginning on February 12, 2014.