Filing Details
- Accession Number:
- 0000899243-17-004610
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-02-17 19:58:44
- Reporting Period:
- 2017-02-15
- Filing Date:
- 2017-02-17
- Accepted Time:
- 2017-02-17 19:58:44
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1403528 | Oaktree Capital Group Llc | OAK | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1372704 | M David Kirchheimer | C/O Oaktree Capital Group, Llc 333 South Grand Avenue, 28Th Floor Los Angeles CA 90071 | See Remarks | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Units | Disposition | 2017-02-15 | 8,333 | $45.74 | 58,470 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $45.70 to $45.80. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of units and prices at which the transaction was effected.
- Includes 136 Class A units previously included in the Reporting Person's Class A unit balances reported on Form 4, but that were inadvertently not included in the Class A units balances on the Form 4 filings of the Reporting Person on August 5, 2016 and November 15, 2016.
Billionaire Hedge Funds
