Filing Details
- Accession Number:
- 0001667731-17-000064
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-02-17 18:32:06
- Reporting Period:
- 2017-02-15
- Filing Date:
- 2017-02-17
- Accepted Time:
- 2017-02-17 18:32:06
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1118417 | Model N Inc. | MODN | Services-Computer Programming, Data Processing, Etc. (7370) | 770528806 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1229863 | J Charles Robel | C/O Model N, Inc. 1600 Seaport Blvd., Ste 400 Redwood City CA 94063 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-02-15 | 66,666 | $1.98 | 120,888 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-02-15 | 14,167 | $10.83 | 106,721 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-02-16 | 52,499 | $10.50 | 54,222 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Director Stock Option (Right to buy) | Disposition | 2017-02-15 | 66,666 | $0.00 | 66,666 | $1.98 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2011-01-29 | 2017-04-25 | No | 4 | M | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Director Stock Option (Right to buy) | $6.72 | 2015-07-11 | 2021-11-01 | 33,333 | 33,333 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2021-11-01 | 33,333 | 33,333 | Direct |
Footnotes
- Represents shares issued upon exercise of stock options expiring on April 25, 2017.
- Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $10.75 to $10.90. The reporting person undertakes to provide to the Issuer, the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
Billionaire Hedge Funds
