Filing Details

Accession Number:
0001305773-17-000041
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-02-16 18:23:10
Reporting Period:
2017-02-14
Filing Date:
2017-02-16
Accepted Time:
2017-02-16 18:23:10
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1305773 Conformis Inc CFMS Orthopedic, Prosthetic & Surgical Appliances & Supplies (3842) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1645522 Philipp Lang C/O Conformis, Inc.
28 Crosby Drive
Bedford MA 01730
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2017-02-14 106,774 $8.60 728,147 No 4 S Indirect See footnote.
Common Stock Disposition 2017-02-15 31,194 $8.60 696,953 No 4 S Indirect See footnote.
Common Stock Acquisiton 2017-02-16 44,140 $4.32 558,759 No 4 M Direct
Common Stock Acquisiton 2017-02-16 19,011 $5.26 577,770 No 4 M Direct
Common Stock Acquisiton 2017-02-16 18,181 $5.50 595,951 No 4 M Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See footnote.
No 4 S Indirect See footnote.
No 4 M Direct
No 4 M Direct
No 4 M Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Disposition 2017-02-16 44,140 $0.00 44,140 $4.32
Common Stock Stock Option (right to buy) Disposition 2017-02-16 19,011 $0.00 19,011 $5.26
Common Stock Stock Option (right to buy) Disposition 2017-02-16 18,181 $0.00 18,181 $5.50
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2020-09-30 No 4 M Direct
120,118 2021-09-27 No 4 M Direct
33,716 2022-03-27 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 12,498 Indirect See footnote.
Footnotes
  1. This sale was made pursuant to a Rule 10b5-1 plan adopted by the Reporting Person.
  2. The shares sold on this date were sold in multiple transactions. This price is the weighted average sales price per share of all shares sold on this date; the actual sale prices per share range from $8.6000-$8.6025, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
  3. The shares are held directly by the NP Irrevocable Trust udt dated 12/28/12. The Reporting Person's immediate family members are beneficiaries of the NP Irrevocable Trust udt dated 12/28/12, and the Reporting Person disclaims beneficial ownership of all shares except to the extent of his pecuniary interest therein.
  4. The shares sold on this date were sold in multiple transactions. This price is the weighted average sales price per share of all shares sold on this date; the actual sale prices per share range from $8.6000-$8.6100, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
  5. The shares are held directly by the Reporting Person's children.
  6. This option is fully vested.